The expert, former COO of Credit One Bank, brings over 25 years of experience in the cards industry with a particular focus on the subprime credit market over the past decade. He played a key role in Premier Bank's expansion across the US, overseeing various departments including Marketing, Product Services, Collections, Credit Decisioning, Fraud, Analytics, and Servicing.
Disclaimer: This interview is for informational purposes only and should not be relied upon as a basis for investment decisions. In Practise is an independent publisher and all opinions expressed by guests are solely their own opinions and do not reflect the opinion of In Practise.
I started at Capital One after working with Associates Financial Services, a company deeply involved in the subprime space. They had one of the largest networks of storefronts and mom-and-pop loan shops, as well as a presence in the consumer card space.
After spending six years with Capital One, I became quite familiar with full-spectrum lending. They lent across the spectrum, but their strategy, referred to as the barbell strategy, aimed to keep the balances equal in the subprime and prime spaces. This helped manage the book of business, especially when public, and provided flexibility to manage loss rates without alarming analysts too much about what they might see in the subprime space.
I then spent several years at GE Retail Consumer Finance, which deals with in-store cards. I joined when we were reintroducing association branded cards into the private label market. At that time, they only offered an in-store card that attracted lower spectrum lending customers due to its pricing and line assignments. They didn't have a higher-end card in the private label space, so we started issuing Visa, MasterCard, American Express, and Discover cards through the retailers. This ended up being more of a near-prime, prime type credit card.
I also spent some time with FLEETCOR, which operates in the business financing space, particularly fuel card transactions. Then, I joined Credit One, which was solely subprime when I joined but has since grown to become more of a full-spectrum lender.
In late 2018, I took on the role of president at Premier Card, a company operating in the deep subprime space for 30 years. I was able to grow the book from two million to 4.5 million accounts. The unique thing about Premier is that the owner was using his own money to fund the receivable book. Now at 87, he dreams of dying broke and has plans to provide for about 89 different philanthropic programs with his net worth. We reached that stage ten years earlier than we thought we would. As a result, they decided to pull back a bit on the business, and I chose to pursue other options. So, all in all, I have over 25 years of experience in the consumer lending space, both full spectrum B to C, B to B, with a focus on subprime for the last ten years.
Currently, I am engaged in consulting work and am in the process of establishing my own business.
Certainly. Capital One doesn't delve as deeply as what I would categorize as pure subprime issuers. They definitely operate in the 580 to 640 range. These are individuals who are transitioning into the near-prime category, and they have a significant number of accounts in this space. They are still implementing the barbell strategy, aiming to balance the receivable base in the 580 to 660 range with the base of receivables they have at 720 and above.
My best estimate is that they likely have around 15 million accounts in this space. These accounts revolve at a much higher rate than those in the super prime space, so the accounts will differ, but the receivables will be roughly equivalent. Capital One is somewhat unique in that they frequently move in and out of this space. If they are in an earnings call and losses appear to be increasing, they have an exceptional marketing engine that allows them to shift into credit spectrums that will help them balance the overall loss rate if necessary. Typically, if they report and the market sees losses increasing, you'll see them withdraw from subprime, redirect those marketing dollars to book super prime receivables, which helps them manage the overall appearance of their loss rates.
So, I would consider them a competitor in this space, although I don't believe they participate for the same reasons as other issuers.
That's true for a segment of them. There's also a segment of emerging players. I tried to persuade Premier to move in that direction, but they were not interested. This would have slightly reduced the margins. However, there are players in the space like Mission Lane, which has grown to about five million accounts. I believe they are in it for both the customers and themselves. They genuinely want to help customers graduate, learn the right behaviors, and improve their financial situation.
We were able to estimate that based on mailings and understanding their book of business. If someone is in the space with a FICO score of 580 or so, you can approximate the blended rate. Some people even publish their blended rate in this space, allowing you to do the reverse math. The net effect is, if you have a 30% charge off in tranches of books of business that they're booking, you know that it matures in about nine months. You can then work out how much they can sustain over time in that space. Growing a book of business in subprime largely depends on the ability to effectively book accounts because the attrition, both voluntary and involuntary, is quite high. It's extremely rateable in the first year on the books.
I haven't looked at their PNL in aggregate, because they're also in other lines of business that might be considered subprime. However, if you just look at their card base, it's safe to assume that 50% of those receivables, not transactions, but actual end receivables, are in the subprime space. They report the card side separately, don't they?
Typical line assignments on new accounts tend to be more aggressive with Capital One, but they're not as deep as some of the other providers. Most core subprime providers average initial lines, or book of business lines, of around $600 blended average.
That seems a bit high to me. In my calculations of the market, there are about 110 to 130 million subprime customers in the US. Of those, I would say 65 to 70 million are marketable in my mindset.
Yes, multi-card strategies are quite common in the subprime space.
The major players in this field, from a numerical perspective, are Capital One, Credit One, and now Synchrony. If you examine their private label portfolio, it primarily consists of subprime lending. These are the significant players. Then there are several smaller entities such as Mission Lane, PREMIER Bank Card, Total Card, and Merrick Bank, which I believe has merged with CardWorks.
Genesis Finance is another key player in this space, although their operations are slightly different. Many of these companies are privately owned and the owners are primarily interested in annuities. They maintain a book of business but are not necessarily looking to significantly expand their business.
I believe there are emerging entities entering the market. I am aware of three that will be in the subprime market within the next six to 12 months.
SNAP Financial is launching a card business, which I believe they are naming "Scene". They will probably be in the market in the next four to five months. There's a group in India that is planning to start an e-commerce bank, beginning in the subprime space. I've had a few discussions with them. They are targeting the second quarter of next year. Atlanticus, based out of Atlanta, has been in the subprime space providing point-of-sale financing. They are considering either purchasing or developing a subprime book of their own to a significant size.
Yes, they are. However, my understanding is that they are currently focusing more on the near-prime space. They are trying to maintain a FICO score range of 640 to 720.
I believe they are larger than that now. When I left, they were over three billion. I estimate that they had about seven to eight million accounts at that time. I believe they have doubled that now and are probably over 10 billion.
They've caught the attention of the CFPB, which regulates any institution with assets over 10 billion.
Their combined book in that space probably averages around a 580 score, which means they go down to the 550s. It's about setting the right price and line in that space. I believe Credit One has done a good job of creating lifecycle type products. As customers come in and demonstrate good performance, they are migrated to additional cards or other products that better suit their needs, allowing them to retain these accounts over time.
What's your definition of success?
I would say that this sector is still highly fragmented. The larger, more public players tend to withdraw quickly when times get tough. There's still a high demand. Whether it's profitable demand or not is debatable. The appetite for credit in this sector is substantial. So, I believe that companies like Capital One and Credit One have a desire to grow. However, as they've expanded, maintaining growth of a significant subprime business becomes challenging due to high charge-off rates and the costs of replacing those accounts.
For instance, if you have 10 million and you're going to lose 30% of the accounts you booked last year in the first nine months, the cost to replace those and continue to grow becomes somewhat unmanageable over time. That's why you see many privately owned, highly profitable businesses in this sector. I've worked with issuers that range from 20% to 40% ROE in this space.
That's a good question. Depending on who your regulator is, you may need to manage that down. Now that Credit One has come under the CFPB's radar, it'll be interesting to see how they react to 20% returns on a book of business in this sector.
It's ROA.
I believe they're closer to 10 because they're more into the near-prime space. The near-prime space is challenging because it's hard to predict customer migration.
Not many customers stay in the near-prime category over time, and they have the appetites of prime and super-prime customers. Therefore, you have to be much more competitive with product offerings than you would if you're targeting customers with 550 to 580 FICO Scores.
Yes, that's correct.
As I mentioned earlier, this is a challenging area from a regulatory perspective. There's a lot of pressure, which fluctuates based on current perceptions. There are regulators, like Elizabeth Warren, who believe banks shouldn't earn much more than 2%. This results in increased scrutiny. Another reason, from my time at Capital One, is their excellent micro-segmentation. They target the better risks and avoid the worst ones in this space. As I mentioned earlier, once a portfolio reaches 10 to 15 million, it's difficult to grow significantly in this space without resorting to multiple cards and other strategies.
That's a good question. Capital One clearly has scale advantages, which give them an edge in analytics and marketing spend. Credit One, on the other hand, has a deep understanding of the subprime market, as it's their sole focus. Their product sets and strategies resonate with subprime customers. For example, their rewards focus on gas and groceries, which make up 65% of a subprime customer's spending. While this may not be as glamorous to advertise, it's more valuable to a subprime customer.
The 2% interchange leaves a lot of margin that can be reinvested back into those customer segments. If done correctly, it promotes sustainability, account retention, and encourages customers to prioritize these cards when making payments.
Consider this. When bills come due, these subprime customers have more bills than they have money to provide, and they make choices on who to pay. One component of the reward structure is to put your recurring charges on your Credit One card. We knew that if the customer put their cell phone or electric bill or other aspects on the card, the likelihood of them paying Credit One first went up significantly.
These tactics and strategies not only benefit the customer through rewards but also ensure that payments are made to Credit One first or earlier when a customer faces economic or cash flow challenges. I won't say it's always the first payment, as mortgage and car payments tend to take precedence. But when it comes to deciding which credit card to pay, the strategies that Credit One has deployed are very effective.
It's important to note that when a customer charges a subprime card and starts making minimum payments, there isn't much of a credit line for the customer to continuously spend and churn. As a result, the rewards won't grow exponentially like they would for a prime or super prime customer who might make five or six payments over the course of a month and churn a $10,000 line into a $60,000 or $70,000 spend.
Well, it's not their core business. To be honest, it's been a while since I've been there. I believe they leverage the subprime space with the hope that some customers will graduate to other products, but primarily they use it as a revenue lever for their business.
To be fair, Credit One had their brand first, and Capital One had to pay them for it.
Yes, a strong brand does boost response rates. However, I'm not sure if it provides enough of a lift from a return perspective. In the subprime space, the brand's role is to assure customers that the company is legitimate and stable. The main factors that consumers in this space consider are whether the credit line meets their needs. This is why smaller players can continue to acquire business. Response rates in the subprime sector are significantly better than in the prime and super prime sectors. There's such a demand in this space that customers will respond if they need the credit line.
Credit One could do a better job in this area. Companies like Mission Lane and others actively promote, advertise, and work diligently with customers to keep them on track. Credit One's shortcoming is their 100% outsourcing solution to their operations. There's still room in the subprime market to earn loyalty by working with and engaging customers. I saw this strategy pay off at Premier Credit Card. Customers greatly appreciated interacting with the agents, and we worked hard to empower them to establish healthy relationships with customers and help them improve their financial situation. This approach significantly improved customer retention.
Indeed. Customers prefer digital solutions for simple tasks, but when they encounter difficulties, they appreciate connecting with someone who is willing to assist.
Absolutely. Being flexible with payment programs is one aspect of this. One of the challenges I faced at Credit One was the reluctance of leadership to offer various payment programs to customers in need.
One of the challenges with some long-standing players in the industry is their adherence to a business model that has worked for 30 years. They are not necessarily open to testing and trying new approaches.
No, Capital One is constantly conducting A/B testing. Currently, their focus is more on the super prime space and other components. Their Information Based Strategy (IBS), hiring process, and other unique aspects create opportunities for continuous innovation and experimentation.
We've witnessed one revolution where people tried to do just that. The fintech that entered this space introduced a lot of innovation in technology, customer interaction, and the loan acquisition process. However, I believe they made poor credit decisions during their first revolution.
If you look at the companies that ventured into this space offering loan consolidation and personal loans up to $10,000 and $15,000, you'll see that as soon as growth slows and losses accumulate, customers in this space simply can't manage that much debt. I think in the next iteration of companies like Mission Lane, we'll see if One Financial and others in this space can figure it out. With their aim to democratize credit and reduce its cost, I believe we'll see companies that are willing to do two things. They’ll provide more value back to the customer and accept lower returns than what these legacy companies have. And they'll be smarter, particularly with the advent of alternative credit data, to better recognize the goods and bads in the space.
The two main concerns are regulators and maintaining funding as you grow. For instance, regulators are currently suing SNAP Financial, a company I mentioned earlier. Navigating regulatory hurdles can be a painful process for those unfamiliar with it. As for funding, when you're dealing with a billion or $500 million, it can be depleted quickly. This is something we're seeing with Mission Lane. They're growing in tranches and have reached a point where they only approve customers they've pre-screened. If you try to open an account via their website, you'll find it's by invitation only. This is their way of ensuring they can maintain the necessary funding to continue growing their business.
You need to keep significant reserves on file, particularly from a CECL perspective. However, if you have the cash, you can certainly enter this space. But dealing with regulators and the negative perception in the space comes with it.
It takes a lot of courage to operate in this space. There are examples of companies that either collapsed or been forced out of business by regulators. The fear of the unknown can be a significant deterrent. If the goal is to eventually go public, there aren't many companies that can achieve the P/E ratios they're aiming for on the market by operating solely in the subprime space.
The size depends on the mix of the book. If you're growing at about 5%, you can make good money with a million accounts and gain scale from there.
Sherman Partners owns it. There are two main reasons why they decided to transition to full spectrum lending. Firstly, Robert De Young, an ex-OCC auditor, knew that if the Federal Reserve saw returns of 20% or more, they would scrutinize them heavily. This is partly why they diversified. Secondly, Ben Navarro, the owner of Sherman Partners, expressed a desire to own an NFL team in 2019. When this became public, he faced criticism for running a loan shark operation, which he didn't appreciate.
The Card Act of 2009 changed the game. You don't necessarily have to be a bank, but you do have to issue your cards through a chartered bank. There are banks, like Celtic Bank, that will license you to issue cards under their umbrella. Several banks in the US allow this. However, regulators will monitor both the bank and you. So, you effectively undergo two full audits every year with regulators ensuring that you are operating soundly.
Regulators focus on all regulations, including AML, BSA, and fair credit reporting. Since the Card Act, they have found a lot of leverage with UDAAP. Unfair and Deceptive Advertising Action Practices.
Generally, there's a perception that making a lot of money is abusive, but let's leave that aside. There aren't necessarily regulations around that. The challenge with UDAAP is that it's written broadly enough from a customer perspective. If you examine CFPB actions, the majority are in the UDAAP arena because it's left up to perception. They monitor complaint blogs and customers often say they didn't see this or that. It then becomes more subjective. Did you present it in such a way that customers were clear on it? Some issuers don't pay enough attention to this. Either it's presented late or in some cases, issuers add on fees and other aspects from a servicing perspective that become confusing. For example, at Credit One, we were somewhat dependent on express payment fees. Customers could only get a payment posted by calling an agent to make a phone payment, which would cost them $9.95.
There are issuers that add on fees post-issuance, which some people refer to as tricks and trap fees. While there are those who do things the right way, there are some who don't. This puts a bad taste in everyone's mouth regarding all issuers in the subprime space.
It depends on the state you're issued in. Here in Sioux Falls, South Dakota, where many banks are based for credit and issuing purposes, the rate cap is 36.9%.
Yes, 36.9% is the cap, regardless of what your interest rate is.
The first year fees are capped at 25% through the Card Act.
25% of the line. It doesn't include all fees. There are certain fees like the annual membership fee and others, but there's a rate cap in the first year that the Card Act introduced. That's why you see a lot of subprime issuers not starting the annual membership fee until the second year.
By the way, they set it every year. The Card Act gave the authority to the Fed to set the safe harbor on what the maximum late fee can be.
If you look at the card act as an example, where over limit fees were eliminated, removing approximately $17 billion in fees from the card industry, products were simply adapted and revised.
It's difficult to predict with private companies because I'm not entirely sure what their business objectives are. In the time I spent with Ben, whom I meet with regularly, there wasn't a specific business goal he asked us to achieve. So, I'm not sure what he expects. Premier was a different case, I believe they will continue to try and grow. However, I don't think they will be successful if they venture into full spectrum outside of partnerships. They would need to make a significant investment in that space. I think they'll continue to play in the partnership space like NASCAR, wrestling, the Big Twelve, and to some extent, the NHL.
The accounts they put into that securitization were tenured accounts. They had already gone through the initial loss peak. It's a bell curve that normalizes at a certain rate, and then you just have regular attrition. Once you've fully navigated that bell curve and your product is decent, and you're managing lines effectively to meet customer needs, there is a certain stickiness. You'll see attrition below 4% in that population.
Certainly. In the first year, you're aiming to break even.
If you're in the 580 space, you're probably looking at $500 lines.
Indeed. Let me walk you through a bit of a waterfall. In the first year, 30% to 35% are going to charge off. You're going to lose at least 90% of the line you assigned because most of these customers will charge off in the first 45 days. There's another percentage, probably not at Capital One, but some of the smaller issuers where another 3% to 5% will be fraud. The smaller issuers are not as sophisticated at recognizing fraud, particularly in the digital space.
Yes. Then, once you get past month 16, you're left with a little less than 50% of the book. That's when the second-year annual membership fee kicks in. So the profitability turns pretty significantly in year two.
As losses stabilize and so on. Then you're probably running off 4% of that book. By year two, you're probably closer to 8%. Year three, you're at 4%.
A mix of voluntary and involuntary charge-offs.
The charge-off rate will drop to around 8% to 10%, if 30% is your peak.
Again, it all depends on how active you are in the account management strategies.
In the 580 space? Most are probably charging the fee upfront. Again, it varies wildly by issuer overall depending on how much they're asking for upfront. So someone like Premier on a $500 line would charge a $99 application fee, effectively a program fee. And that is paid before the account is even booked.
No, that fee is separate from the line. It's a fee charged solely for approval.
No.
Yes, depending on the issuer. At Premier, we didn't charge any post-account fees for servicing or additional cards. We wanted to ensure that everything was clear and upfront for the regulators.
The annual fee would be applied in the second year.
It would be between $75 and $99. We had different product sets.
Yes.
Yes.
As a percentage.
Yes. If you've migrated to digital solutions, such as e-statements and a good mobile app, the call intensity from the customers is higher, but the servicing costs, excluding the technology you're using, are relatively low. In the first year, the servicing costs, which include phone calls and collections, are high, but the actual customer service costs are low.
Most of your servicing costs will be collections because you're going to have a large book of business and you're going to manage that book of business more intensely and closely than a near prime or a super prime.
As a percentage of ledger?
It's between 8% to 10%.
If you have digital solutions, there are none. When I joined Premier, we managed to improve our FTE per account. Over a three-year period, we more than doubled the number of accounts without increasing the FTE headcount.
On the overall mix?
I believe your calculation is accurate.
It's not about being the primary choice. The reality is, if you look at all the lines available in the subprime market, consumers are using most of it. So it's not a competition for transactions. You increase the lines through credit line increases and/or multiple cards.
The good customers, or rather the high-performing customers, rise to the surface quite quickly. If you see on-time payments for the first three months, the risk quotient of that customer decreases significantly. At six months, it drops by almost two-thirds.
So it's about engaging with customers sooner rather than later and providing them with small increases that accumulate over time.
After two years, if you've built a good relationship with the customers, you'll see some progress. Some companies in this space aren't concerned about positive migration and score improvement.
They're primarily interested in making money. They aim to extract as much as they can from these customers. According to the bureaus, there's a natural migration of about 12% of the population from subprime to near prime. At Premier, I aimed to ensure that 40% of our customers, those who made it past the first year, saw at least a 20% to 30% improvement, or a 20 to 30 point improvement in their FICO Scores.
This is why, in many cases, offering a second card to a customer is more beneficial than simply increasing their credit line. It gives them more opportunities to make on-time payments.
Yes, we often heard from federal regulators asking why we didn't just increase their credit lines. We justified it by showing the improvement in their credit score migration when they had two products with us versus just one. It accelerates the process.
By the third year, I would hope they've increased by at least 60 points.
From the feedback I received directly from customers, there was a sense of loyalty. When I joined Premier, we had about 200,000 customers who had been with us for more than 15 years. We weren't diligent about creating lifecycle products. We were still charging them a $99 annual membership fee. However, they felt a sense of loyalty and gratitude for us being there when no one else would help.
This is the only area in credit that isn't a commodity. Customers won't leave for a lower price or a better reward.
Exactly, customers in this space often feel a sense of loyalty and gratitude.
It largely depends on your credit limit strategies, your lifecycle credit limit strategies. But the net effect is, having been in the business for over 30 years, when you're booking accounts, as long as you remain prudent in line and price. Organizations often get into trouble when they see depressed response rates and start playing with line and price. That will harm you in the long run. However, because there's so much churn on the new accounts, the balances don't build as quickly as you might think on the back end.
Clearly, you need relationships with the card associations, such as Visa, Mastercard, American Express, or whoever you're issuing from. You need a processor, typically nowadays it's Fiserv or Total Systems. There are a few new entrants into the market, but the vast majority of the market is with one of those two entities. They handle print production and other aspects. They can provide underwriting systems, or you can build it yourself or get those from Experian or TransUnion. So you have the credit bureaus, and most of the time, you are building your data warehouses and your analytic capability in-house.
You raise an excellent point. An installment loan can help you through cash flow issues just as a credit card would. There's been so much branding around acceptance and other aspects that I think consumers don't see the interrelationship between the two.
That's correct. You can't pay for rental cars. To my knowledge, you can't pay cash to get cell phones and other aspects.
You're still receiving payments from them. So, the payment has to more than cover the fees and charges you're applying to the card. Therefore, they are effectively freeing up between $30 and $45 on the card.
That's correct.
There might be. When I mentioned the fintechs that ventured into installment loans, they were offering debt consolidation among other services, and frankly, it cost us some market share. It was a competitor to us. I think the challenge with installment loans is that people typically want more cash in hand, and you don't know at origination if the customer is a good bet for anything much above $500 at that time.
To some extent. Although as card issuers, we can, through pre-approvals, offer a card up to $500.
Yes, there is.
It's not necessarily about smaller brands. It's the customers' fear of being declined in this space because it inherently hurts their credit score and they don't get anything out of that. Therefore, some sort of pre-approval or guarantee that they are going to be approved for something plays a significant role in this space.
So you achieve this through pre-approvals. At Premier, we were testing the launch of a card, essentially a secured card, which we guaranteed would become unsecured. After six months of good payments, we would transition the secured card to an unsecured one. We wouldn't check your credit bureau or anything at that point because you had demonstrated good payment behavior with us. The only check we were required to do was a debt-to-income ratio. But after six months, we were willing to provide an unsecured line of credit, up to $500.
Yes, the only requirement was to make on-time payments for six months.
Secured cards are certainly a positive selector. However, the challenge is that most customers don't have enough cash on hand to provide the initial security deposit. This significantly reduces the market size.
That's an excellent question. I've tried to delve into that to understand the total marketable universe we're targeting in this space. We had always offered a secured card, but perhaps we weren't marketing it effectively. We would see a trickle of 10,000 to 20,000 accounts a month in this space. The numbers I managed to estimate suggest that only about ten to 12 million customers would have the ability to provide an upfront deposit of $250 to $350.
We could certainly offer partially secured cards.
It would be interesting to test and see what the response rates would be. I'm not sure if a $50 credit limit would be large enough to engage the customer in that space.
There are various channels for direct mail, including digital, which can be broken down into several components. Organic digital marketing requires a significant branding effort. How often are people visiting your site and considering options? Credit One has done an excellent job of this, integrating their direct mail pre-screen file on their website. If a visitor, say Clifford, were to access the site, the first prompt would ask if they already have an offer from us. They would then enter their name and the last four digits of their social security number to check for pre-screened or pre-approved offers. However, substantial branding is necessary to attract the volume of customers needed. Smaller players often leverage aggregators like Credit Sesame and Bulldog, where people search for potential credit options. These aggregators direct volume to you for a fee. They have the marketing sophistication to drive volume. We have also tested social media spaces and conducted email campaigns that mimic direct mail campaigns. For multi-cards, an email to a customer would result in a new account booking 50% of the time.
I would categorize them as part of the aggregator pool.
They are in this space. However, my experience with them was challenging. They demanded too much, wanting us to integrate our credit models into their systems, which we were unwilling to do. Customers, particularly subprime ones, visit many of these sites while exploring their options. There are about 40 aggregators that I'm aware of. We were leveraging all of them, and it became a competition of price versus volume and other factors. We managed to form partnerships with a smaller set that guaranteed us the volume. These were more like partnerships where we would pay incrementally for higher quality accounts.
If you don't have a bank license, you'd have to approach companies like Celtic to form partner bank agreements, also known as agent bank agreements.
Magenta from San Francisco started in this space, along with another one from India, among others. They are not mature enough at this point where I'd feel completely comfortable putting a book of business on them. However, they do have some advantages as they operate on much more modern technology, which will be beneficial to issuers over time.
Indeed, you can acquire all credit attributes from the Bureau if you're willing to pay for it. The approach has evolved over the past decade. In the past, you would specify the attributes you wanted included in the model, and you would receive a model result without necessarily getting the attributes and everything else. However, all the bureaus have moved beyond that model and now provide everything you're paying for. This includes traditional credit bureau information, such as the number of loans a person has, their credit lines, and other aspects. They also provide some employment data and payment verification data. To give credit where it's due, ever since the CFPB agreed two years ago that alternative data is permissible, they've done a commendable job of enhancing their databases by acquiring different ones.
Generally, you receive a list of names to mail, and then you have access to their system through certain tools. TransUnion, for example, is the Prama database. Essentially, your analytics can access all the attributes associated with what you purchased and the model that you...
That's correct.
You would have to comply with regulations regarding fair lending and other aspects.
Yes, to give you a high-level overview, I would approach TransUnion and say, "I'm looking for customers who are likely to respond at X rate in the 530 to 560 FICO range." They would then provide a list of those customers with their bureau scores and other aspects. I could then use this information to target a specific population and offer them a certain product. You could screen them using legal terms, for example, offering a secured card at a certain rate. You could then run a direct mail campaign. For the customers that book with you, you can access their Prama database on a quarterly basis. You have access to the direct mail file and the attributes of those customers for 90 days, but you can't necessarily pull it into your systems. This is how they control the management of the data. Once a customer becomes your customer and you're paying the TransUnion fees, you have ongoing access to many of the bureau attributes so you can continue to monitor and manage those accounts.
You can provide them with your model if you have built one internally, or they have their own models. You can combine their response rate score with the vantage score on their system.
The larger the organization, the more sophisticated it tends to be, allowing for risk diversification and minor advantages. Personally, I don't believe anyone claiming to outperform the Vantage Score by much more than 5% to 6%, which is significant.
You would either request the attributes needed for the model and pay for them, and they'd send them to you, or you would give them your model and they would run it on their system.
They would provide a name and customer identification.
That's a good question. You would need to provide some initial screening. You would receive the results of that and could conduct further screening on your end. However, once you've pulled a bureau, you are required to provide an offer of credit.
Yes, that's correct.
Those are invitations to apply. They typically send that information to a mail shop. But those are not extensively screened. They probably only run a check for the highest responders in certain states. They then provide a mailing list.
Mission Lane is composed of former Capital One employees. They are focusing more on the analytic modeling aspect. The business analytics group at Capital One is quite large and filled with brilliant individuals who spend a significant amount of time identifying micro-segments in each of the markets.
When I was there, they maintained their own proprietary database, which at the time contained 180 attributes on 200 million people in America. They were not in competition, but they had replicated some of what the bureaus did. This provided the analysts with a wealth of information to iterate and find nuances to maximize all decisions.
Clearly, they were large and had a lot of funds to invest in this. When you're smaller, you don't have that luxury. You can build some internal models that will help to the tune of 2%. However, in some cases, the incremental expense doesn't outweigh the benefits from a credit decision perspective until you become much larger.
Absolutely.
It is a more challenging game and the payoffs depend on what you can offer from a product perspective.
It would be the likes of Capital One. I think Credit One is still somewhat immature in that regard.
I'm not certain about their analytical capabilities, but I agree with your point about understanding the dynamics of each segment, particularly the near prime, as you mentioned. In the subprime, if you delve deep enough, say to a 560 FICO score, the net effect is a 50-50 charge off ratio. You could build models until you're blue in the face, but they won't outperform a coin flip most of the time.
The key is to assign the right line up front at the right price, and then actively manage that account throughout its lifecycle. There are many strong data groups, and while I'm not familiar with Chime and their operations, they could potentially assist a start-up company to hit the ground running. TransUnion (TU), for instance, is one of those. Both TU and Experian will customize models.
Experian has their innovation lab, as does TU, which I utilized a few times during my tenure at Premier. They would bring in their top talent, we would send our data analysts, and they would collaborate for a week on model development. Each time we did this, we saw a significant improvement in model performance, partly because it was tailored to the market segment we were targeting.
Yes.
We negotiated well. We had been with them for 30 years. They didn't have a strong presence in the subprime.
Most issuers work with Experian. So, part of the strategy is how you interact with these vendors. You could act like GE and be the dominant force, focusing on cost, or you could work collaboratively. In my experience, the most value is derived from a collaborative work environment, as it tends to accelerate learning for both parties and provides value to both.
I believe there is critical data that could be considered as alternative data since it isn't reported to the Bureau. There are numerous options in the alternative data set. I recently spoke with a group in this space who possess a significant amount of payment data. They issue multiple relationship cards in the retail space but have yet to leverage the view of the customer across their entire portfolio. They manage Portfolio A separately from Portfolio B instead of observing how they perform on A to provide additional opportunities on Portfolio B, such as credit line increases and graduation. Any data sets on customer behavior and performance are highly valued, which I suspect is why Experian is entering the debit card space.
They launched a debit card through Experian about a month ago.
Yes, but they've committed to the industry that it will only be a debit card, not a credit card.
Yes, they want to see more off book transactions. They've launched a feature that allows customers to grant Experian access to utility bills and other things that never reach a bureau. However, they require full login credentials, which customers are hesitant to provide.
If you want your utility payments to be added into your Experian score, they ask for all your login credentials for your utility company. They will then periodically check your payments and timeliness.
To my knowledge, none of them have tried, but I agree there is an opportunity. It might be due to their comfort level.
People often perceive the domains of expertise in this field as distinct. However, you're absolutely right. The customer remains the same, and assessing their worthiness, regardless of the product, should be consistent. At the very least, the assessment should be similar, if not the same in many cases.
We have seen instances where companies have ventured into this area and made poor decisions. The credit decision differs when you're dealing with a point-of-sale loan as opposed to an unsecured credit card. There are subtle differences, primarily due to the payment hierarchy. However, can a company figure this out? One example is SNAP, which is certainly going to. They have data on customers who are effectively using point-of-sale financing. They understand their payment behavior patterns and other aspects. Their idea is, why not offer cards to these customers? A certain percentage of these customers have successfully made payments on time for at least 12 to 18 months. They know how much they can afford and what the payment was. The idea is to offer them cards. If done intelligently, this can be successful. However, some companies have struggled with this in the past, and SNAP will likely face the same challenges. I had discussions with them as they were considering launching this, and they believed that they could compete online due to their extensive past behavior data.
If they own that data, there's not much stopping them from doing so if they decide to enter this market, right?
You have companies like PayPal and Amazon that have vast amounts of customer payment behavior data. However, I'm not sure who owns the customer when you make a loan through Affirm at Best Buy or any other retailer. I'm not familiar with their agreements regarding customer ownership.
They are indirectly involved today, and they ultimately aim to enter the card issuing space. However, I am unsure if the government will ever permit them to do so.
I believe that's a common issue for any retailer or non-traditional finance company that has ventured into finance over time. It simply doesn't work out. Take Target, for example. Target had their own card.
Exactly. And analysts fail to understand this. It was the same when I was at GE, which was a large, global bank within GE. The analysts were always puzzled. They would say, "You guys make light bulbs. What's with the financing?"
Capital One? They've demonstrated resilience, particularly in the card space. They've made some decisions on the banking side that might be questionable, like the token thing in New York, among other things. What I know about Capital One is that all decisions are thoroughly examined with analytics and tests. That aspect of the company hasn't changed. The only thing that might limit them in the US card space is their size and the fact that the only way they can acquire accounts now is through organic acquisitions. The government won't allow them to buy portfolios due to their size.
That being said, it's a very profitable business. It will continue to be profitable. There will be ups and downs. There will likely be some attack on fees, late fees, and other aspects, but I think no different than what they did in the banking space when they eliminated some of the overdraft. I think they were one of the first banks. Fine, we won't even charge it on the bank side. They figure it out and they adapt and change.
I don't think it will. My only basis for this is when I was at Capital One and the internet came about. We were concerned about people being able to pay more conveniently on time and we would see late fee revenue decrease. What we found is the customers who logged in behaved well for a month or two and then reverted to their previous behavior patterns.
I actually hope that does happen across the board. As I mentioned, there are companies making anywhere from 20% to over 40% in this space. This has to normalize and the only way it normalizes is through competition.
Does it mean that a 20% margin goes down to two? No. You could still, as you pointed out, make some pretty healthy margins in the financing space and do better on behalf of the customers.
I think you've covered it well. I do believe there will be more competition and that it'll be healthy. But I don't think anyone can take over the market given the way the segment is structured. If you get that big and become public, the scrutiny becomes overwhelmingly negative. I also don't believe anyone's going to be successful in treating subprime customers like super prime customers. They might at the start, but give them 18 months and they'll be out of business.
It's not that I haven't tried.
It's just that it requires a lot of upfront capital to sit on the sidelines. And it takes some courage on behalf of the money holders. The perception of subprime is so negative, which is why, I've made more traction talking to people in other countries who want to do that in the United States than folks who are already here.
They see just the press on folks that have been in this space.
Then the institutional investors, it takes a lot of time and effort to get them over that hurdle as well. So Credit One is largely sponsored by institutional investors. When we tried to diversify, it was hard to get other people to come to the table.
This document may not be reproduced, distributed, or transmitted in any form or by any means including resale of any part, unauthorised distribution to a third party or other electronic methods, without the prior written permission of IP 1 Ltd.
IP 1 Ltd, trading as In Practise (herein referred to as "IP") is a company registered in England and Wales and is not a registered investment advisor or broker-dealer, and is not licensed nor qualified to provide investment advice.
In Practise reserves all copyright, intellectual and other property rights in the Content. The information published in this transcript (“Content”) is for information purposes only and should not be used as the sole basis for making any investment decision. Information provided by IP is to be used as an educational tool and nothing in this Content shall be construed as an offer, recommendation or solicitation regarding any financial product, service or management of investments or securities. The views of the executive expressed in the Content are those of the expert and they are not endorsed by, nor do they represent the opinion of In Practise. In Practise makes no representations and accepts no liability for the Content or for any errors, omissions, or inaccuracies will in no way be held liable for any potential or actual violations of laws, including without limitation any securities laws, based on Information sent to you by In Practise.
© 2024 IP 1 Ltd. All rights reserved.
The expert, former COO of Credit One Bank, brings over 25 years of experience in the cards industry with a particular focus on the subprime credit market over the past decade. He played a key role in Premier Bank's expansion across the US, overseeing various departments including Marketing, Product Services, Collections, Credit Decisioning, Fraud, Analytics, and Servicing.